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Goal misgeneralization

AI Risk

"Goal Misgeneralization: Goal misgeneralization is another failure mode, wherein the agent actively pursuesobjectives distinct from the training objectives in deployment while retaining the capabilities it acquired duringtraining (Di Langosco et al., 2022). For instance, in CoinRun games, the agent frequently prefers reachingthe end of a level, often neglecting relocated coins during testing scenarios. Di Langosco...

Overview

A source-backed snapshot of this AI risk.

"Goal Misgeneralization: Goal misgeneralization is another failure mode, wherein the agent actively pursuesobjectives distinct from the training objectives in deployment while retaining the capabilities it acquired duringtraining (Di Langosco et al., 2022). For instance, in CoinRun games, the agent frequently prefers reachingthe end of a level, often neglecting relocated coins during testing scenarios. Di Langosco et al. (2022) drawattention to the fundamental disparity between capability generalization and goal generalization, emphasizing howthe inductive biases inherent in the model and its training algorithm may inadvertently prime the model to learn aproxy objective that diverges from the intended initial objective when faced with the testing distribution. It impliesthat even with perfect reward specification, goal misgeneralization can occur when faced with distribution shifts(Amodei et al., 2016)."

Techniques0Attack methods connected to this risk.
Mitigations0Defenses that may help with related attacks.
Records3Source records unified into this concept.

Risk profile

How the MIT AI Risk Repository categorizes this risk.

Domain7. AI System Safety, Failures, & Limitations
Subdomain7.1 > AI pursuing its own goals in conflict with human goals or values; 7.3 > Lack of capability or robustness
Entity2 - AI
Intent1 - Intentional; 2 - Unintentional
Timing1 - Pre-deployment; 2 - Post-deployment; 3 - Other
CategoryCauses of Misalignment; Agency (Goal-Directedness); Alignment failures in existing ML systems
SubcategoryGoal misgeneralization

Merged risk records

Source records unified into this canonical risk concept.

3 recordsView all →

MITRISK-Ji2023-34.01.02 - Goal Misgeneralization

"Goal Misgeneralization: Goal misgeneralization is another failure mode, wherein the agent actively pursuesobjectives distinct from the training objectives in deployment while retaining the capabilities it acquired duringtraining (Di Langosco et al., 2022). For instance, in CoinRun games, the agent frequently prefers reachingthe end of a level, often neglecting relocated coins during testing scenarios. Di Langosco et al. (2022) drawattention to the fundamental disparity between capability generalization and goal generalization, emphasizing howthe inductive biases inherent in the model and its training algorithm may inadvertently prime the model to learn aproxy objective that diverges from the intended initial objective when faced with the testing distribution. It impliesthat even with perfect reward specification, goal misgeneralization can occur when faced with distribution shifts(Amodei et al., 2016)."

Domain7. AI System Safety, Failures, & LimitationsSubdomain7.1 > AI pursuing its own goals in conflict with human goals or valuesSourceAI Alignment: A Comprehensive SurveyYear2023

MITRISK-Gipi-kis2024-62.22.04 - Goal misgeneralization

"Goal or objective misgeneralization is a type of robustness failure where an AI system appears to be pursuing the intended objective in training, but does not generalize to pursuing this objective in out-of-distribution settings in deployment while maintaining good deployment performance in some tasks [180, 59]."

Domain7. AI System Safety, Failures, & LimitationsSubdomain7.3 > Lack of capability or robustnessSourceRisk Sources and Risk Management Measures in Support of Standards for General-Purpose AI SystemsYear2024

MITRISK-Maas2023-53.01.05 - Goal misgeneralization

Domain7. AI System Safety, Failures, & LimitationsSubdomain7.1 > AI pursuing its own goals in conflict with human goals or valuesSourceAdvancing AI Governance: A Literature Review of Problems, Options, and ProposalsYear2023

Mitigations

Defenses that may help with related attacks.

No propagated mitigations. No defense is available through the connected attack methods.

Source evidence

Research source for this risk, when available.